Investor Relations

A preliminary proxy statement providing notification matters to be brought to a vote

Form of prospectus reflecting facts events constituting substantive change from last form

EFFECT

CORRESP

Amended Registration statement for face-amount certificate companies

Registration statement for face-amount certificate companies

Report of unscheduled material events or corporate event

Quarterly report which provides a continuing view of a company's financial position

Report of unscheduled material events or corporate event

Filing by person(s) reporting owned shares of common stock in a public company >5%