SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O METABOLIX, INC. |
21 ERIE STREET |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
METABOLIX, INC.
[ MBLX ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
VP Research, CSO
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3. Date of Earliest Transaction
(Month/Day/Year) 10/01/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
10/01/2007 |
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S
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12,000 |
D |
$24.068
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320,762 |
D |
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Common Stock |
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16,346 |
I |
By George Stormont Trust
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
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/s/ Sarah P. Cecil, attorney-in-fact |
10/02/2007 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99 to Form 4 filed on behalf of Oliver P.
Peoples for Transaction Date 10/1/07
PRICE QUANTITY
$24.0600 200
$24.0800 300
$24.1200 100
$24.1300 100
$24.1500 300
$24.1700 200
$24.2000 100
$24.2200 500
$24.2300 200
$24.2400 200
$24.2700 400
$24.2800 100
$24.3300 100
$24.3400 200
$23.9400 2
$23.9800 100
$24.0200 200
$24.0300 100
$24.0500 299
$24.0700 200
$24.0800 200
$24.1200 200
$24.1300 200
$24.1500 100
$24.1600 100
$24.1700 100
$24.1800 100
$24.2000 199
$24.2300 200
$24.2600 400
$24.2700 100
$24.2800 100
$24.3000 100
$23.4400 100
$23.4500 321
$23.4600 200
$23.6700 200
$23.6900 200
$23.7400 300
$23.8500 100
$23.8600 100
$23.8800 200
$23.9300 100
$23.9400 279
$23.9500 100
$23.9700 300
$23.9900 300
$24.0000 100
$24.0300 100
$24.2400 200
$24.2500 100
$24.2700 193
$24.2800 1,200
$24.3300 300
$24.3400 200
$24.3600 100
$24.3900 100
$24.4100 207
$24.4200 400